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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-01-11
MI RA APPROVED 2010-03-18
  • TX RA
    APPROVED_RES
    Since 2017-01-11
  • MI RA
    APPROVED
    Since 2010-03-18

Branch Locations

161 East Michigan Ave Suite 600, Kalamazoo, MI 49007 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. St. Petersburg FL 09/1999 Present
Other Businesses

(1)Name of Business: 87 Bluff Driive, Eaton Park, South Haven Mi 49090 Address: 4008 E Hillandale Dr, Kalamazoo, MI, 49008, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 06/01/2004 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Sole owner of rental home at 87 Bluff Dr, S Haven MI 49090. The home was built and owned jointly by my husband and me; however, my husband died 7/22/2020 making me the sole owner. The property is titled as Hybels Holdings, LLC, which change in title was made in January 2019. (2)Name of Business: YWCA of Kalamazoo Address: 353 E Michigan Avenue, Kalamazoo, MI, 49007, United States Activity Type: Non profit Position/Title: Finance/Investment Committee Member Investment Related: Yes Start Date: 02/03/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Investment/Endowment Committee Member\nReview Investment of Endowed and Quasi-Endowed funds, review investment policy statement, and spending policy. Meet quarterly with the investment manager of the above funds to insure their compliance with the policies of the YWCA.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-07-13
S63 Uniform Securities Agent State Law Examination 1988-01-19
  • S65 Uniform Investment Adviser Law Examination
    1995-07-13
  • S63 Uniform Securities Agent State Law Examination
    1988-01-19
Other Names
  • Darlene D Harris

View on SEC IAPD

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