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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ID | RA | APPROVED | 2026-04-10 |
| CA | RA | APPROVED | 2022-10-04 |
| TX | RA | APPROVED_RES | 2022-10-03 |
Branch Locations
Boise, ID • United States
20955 Pathfinder Rd Ste 110, Diamond Bar, CA 91765 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fsc Securities Corporation | Diamond Bar | CA | 02/1990 | 10/2022 |
| Tag Financial Inc. | Diamond Bar | CA | 04/2000 | Present |
| Lpl Financial Llc | Diamond Bar | CA | 10/2022 | Present |
1)9/2022- The Advisory Group- DBA for LPL Business (entity for LPL business)- inv. related- Diamond Bar, CA 2)9/2022- TAG Financial, INC- Business Entity For Tax/Investment Purposes Only- inv. related- co-owner- inv. related- Diamond Bar, CA- start date 4/2000- 1hr/mth 3)10/03/2022 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date: 01/1986.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-03-03 |
| S65 | Uniform Investment Adviser Law Examination | 1994-03-03 |
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