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Stephanie Jones Depriest

LPl Financial LLC

Franklin, TN

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2025-03-20
TX RA APPROVED_RES 2025-03-19
  • TN RA
    APPROVED
    Since 2025-03-20
  • TX RA
    APPROVED_RES
    Since 2025-03-19

Branch Locations

6840 Carothers Parkway Ste 450, Franklin, TN 37067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Knoxville TN 10/2015 07/2018
Ubs Financial Services Inc. Franklin TN 08/2018 03/2025
Lpl Financial Llc Franklin TN 03/2025 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-08-11
S63 Uniform Securities Agent State Law Examination 1999-07-30
  • S65 Uniform Investment Adviser Law Examination
    1999-08-11
  • S63 Uniform Securities Agent State Law Examination
    1999-07-30
Other Names
  • Stephanie Jean Jones
  • Stephanie Jean Depriest

View on SEC IAPD

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Other Offices

SAGESPRING WEALTH PARTNERS · Franklin, TN
D.A. DAVIDSON & CO. · FRANKLIN, TN
EQUITABLE ADVISORS, LLC · FRANKLIN, TN
ONEDIGITAL · Franklin, TN
ONEDIGITAL · FRANKLIN, TN
EDWARD JONES · FRANKLIN, TN
EFINANCIAL ALLIANCE, LLC · FRANKLIN, TN
ARKADIOS WEALTH ADVISORS · Franklin, TN

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