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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2024-04-01
TX RA APPROVED_RES 2019-01-02
CA RA APPROVED 2003-10-03
  • NV RA
    APPROVED
    Since 2024-04-01
  • TX RA
    APPROVED_RES
    Since 2019-01-02
  • CA RA
    APPROVED
    Since 2003-10-03

Branch Locations

Incline Village, NV • United States

200 California Street Floor 01, San Francisco, CA 94111-4344 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab Bank Ssb San Francisco CA 02/2005 Present
Charles Schwab & Co., Inc. San Francisco CA 08/2001 Present
Other Businesses

1) Hope Road LLC | Investment Related:No|Real Estate (Non-Agent/Broker)|Owner|12/15/2021|Less than 20|0|Hope Road LLC owns land in Ohio. The land is just land, no buildings, just forest land. The land will be rented to hunters for the hunting season. Land was purchased via LLC in March, no income or engagement has been entered/agreed to as of yet.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-10-01
S63 Uniform Securities Agent State Law Examination 1999-12-03
  • S66 Uniform Combined State Law Examination
    2003-10-01
  • S63 Uniform Securities Agent State Law Examination
    1999-12-03
Other Names
  • Andrew J Visci
  • Andrew James Visci

View on SEC IAPD

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