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Current Employers
United Planners' Financial Services Of America A Limited Partner

7333 East Doubletree Ranch Rd, Suite 120, Scottsdale, AZ 85258 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2023-12-14
TX RA APPROVED_RES 2023-12-14
  • KS RA
    APPROVED
    Since 2023-12-14
  • TX RA
    APPROVED_RES
    Since 2023-12-14

Branch Locations

Wichita, KS • United States

7333 E. Doubletree Ranch Road #120, Scottsdale, AZ 85258-2023 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
National Planning Corporation Wichita KS 10/2006 10/2017
Ifs Advisors Dba Insight Financial Services Overland Park KS 10/2017 Present
Securities Service Network Wichita KS 10/2017 09/2020
Securities America, Inc. Wichita KS 09/2020 Present
Securities America Advisors Wichita KS 09/2020 Present
United Planners Scottsdale AZ 12/2023 Present
Thomas R Stark Wichita KS 02/1987 Present
Riley H Denton Revocable Trust Wichita KS 11/2009 Present
  • 10/2006 → 10/2017
    National Planning Corporation
    Wichita, KS
  • 10/2017 → Present
    Ifs Advisors Dba Insight Financial Services
    Overland Park, KS
  • 10/2017 → 09/2020
    Securities Service Network
    Wichita, KS
  • 09/2020 → Present
    Securities America, Inc.
    Wichita, KS
  • 09/2020 → Present
    Securities America Advisors
    Wichita, KS
  • 12/2023 → Present
    United Planners
    Scottsdale, AZ
  • 02/1987 → Present
    Thomas R Stark
    Wichita, KS
  • 11/2009 → Present
    Riley H Denton Revocable Trust
    Wichita, KS
Previous Registrations
  • 2020-09-29 → 2023-12-18
    Securities America Advisors, Inc.
    Wichita, KS
  • 2017-10-27 → 2020-10-01
    Wichita, KS
    Overland Park, KS
  • 2006-10-23 → 2017-11-03
    National Planning Corporation
    Overland, KS
    Wichita, KS
  • 1997-09-16 → 2006-11-15
    New England Securities
    Wichita, KS
    Wichita, KS
Other Businesses

1.) ONPOINT FINANCIAL - OWNER - DBA NAME FOR MARKETING PURPOSES ONLY - WICHITA, KS - SINCE 01/2023 - INVESTMENT RELATED 2.) THOMAS R STARK - INSURANCE AGENT - NON-VARIABLE INSURANCE - WICHITA, KS - SINCE 02/1987 - INVESTMENT RELATED 3.) RILEY H DENTON REVOCABLE TRUST - TRUSTEE - ACTING IN A FIDUCIARY CAPACITY (E.G. POA, TRUSTEE, EXECUTOR) - WICHITA, KS - SINCE 11/2009 - INVESTMENT RELATED

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-28
S63 Uniform Securities Agent State Law Examination 1988-01-13
  • S65 Uniform Investment Adviser Law Examination
    1999-12-28
  • S63 Uniform Securities Agent State Law Examination
    1988-01-13
Other Names
  • Tom Stark
  • Thomas Ray Stark
  • Thomas R Stark

View on SEC IAPD

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