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Patrick W Sands

Schwab Wealth Advisory, Inc.

Chicago, IL

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Current Employers
Schwab Wealth Advisory, Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-05-07
IL RA APPROVED 2022-02-14
  • TX RA
    APPROVED
    Since 2026-05-07
  • IL RA
    APPROVED
    Since 2022-02-14

Branch Locations

100 S. Wacker Dr. Suite 220, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Chicago IL 06/1999 Present
Charles Schwab Bank, Ssb Chicago IL 02/2005 02/2022
Schwab Wealth Advisory Inc Chicago IL 02/2022 Present
  • 06/1999 → Present
    Charles Schwab & Co., Inc.
    Chicago, IL
  • 02/2005 → 02/2022
    Charles Schwab Bank, Ssb
    Chicago, IL
  • 02/2022 → Present
    Schwab Wealth Advisory Inc
    Chicago, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-05-09
S63 Uniform Securities Agent State Law Examination 1999-12-17
  • S66 Uniform Combined State Law Examination
    2002-05-09
  • S63 Uniform Securities Agent State Law Examination
    1999-12-17
Other Names
  • Patrick W Sands
  • Patrick William Sands

View on SEC IAPD

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Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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