Kenneth Harris Klein

Current Employers

Seelaus Asset Management, Llc

26 Main Street Suite 304, Chatham, NJ 07928 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2017-01-31

NJ RA
APPROVED

Since 2017-01-31

Branch Locations

26 Main Street Suite 304, Chatham, NJ 07928 • United States

Armonk, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Seelaus Asset Management	Chatham	NJ	02/2016	Present

02/2016 → Present

Seelaus Asset Management

Chatham, NJ

Other Businesses

BREEDING AND RACING STANDARDBRED HORSES. OWN MINORITY EQUITY INTEREST IN 3STANDARDBRED HORSES. TERM OF ACTIVITY - MORE THAN 15 YEARS TO PRESENT. 0 HOURS SPENT DURING BUSINESS HOURS. COMPENSATION - N/A, DUE TO LOSS IN RECENT YEAR.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1997-09-22

S63 Uniform Securities Agent State Law Examination

1997-09-22

Other Names

Kenny Klein

View on SEC IAPD