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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2016-09-06 |
Branch Locations
10250 Constellation Blvd. Suite 850, Los Angeles, CA 90067 • United States
La Quinta, CA • United States
Mammoth, CA • United States
Malibu, CA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Corporation | Century City | CA | 03/2008 | 09/2016 |
| Raymond James & Associates, Inc. | Los Angeles | CA | 09/2016 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-07-22 |
| S63 | Uniform Securities Agent State Law Examination | 1988-01-04 |
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