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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-05-18 |
| CO | RA | APPROVED | 2017-11-29 |
Branch Locations
290 E. 25Th St, Suite 200, Loveland, CO 80538 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investment Centers Of America, Inc. | Loveland | CO | 07/1993 | 11/2017 |
| Lpl Financial Llc | Loveland | CO | 11/2017 | Present |
1. 1/23/2018 - Investment Center Advisor Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 12/07/2017 - 120 Hours Per Month During Securities Trading. 2. 9/15/2018 - Investment Center Advisor Group LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 11/30/2017 - 100 Hours Per Month/100 Hours During Securities Trading. 3. 9/24/2020 - ICA Group Holding Co., LLC - Investment Related - 2000 S. Colorado Blvd., Annex Building Ste. 200, Denver, CO 80222 - Business Entity For Tax/Investment Purposes Only - Started 09/01/2020 - 0 Hrs/Mth - 0 Hrs During Trading - Time Spent 1%. 4. 07/08/2024 - Justine's Pizza - Non-Inv Related - Loveland, CO - Business Owner - Started: 9/3/2024 - 3 Hrs/Mo; 0 Hr During Trading. 5) 08/08/2025 - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date:01/22/2018 - 10 Hrs/Mth - 10 Hrs During Trading. 6) 08/08/2025 - Stoneseed LLC - Investment Related - Home Based - Real Estate Rental - Start Date:09/03/2024 - 1 Hrs/Mth - 0 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1993-07-20 |
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