Best Investors Account Sign in

Paul Duane Hummel

LPl Financial LLC

Loveland, CO

Claim This Profile
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-05-18
CO RA APPROVED 2017-11-29
  • TX RA
    APPROVED_RES
    Since 2021-05-18
  • CO RA
    APPROVED
    Since 2017-11-29

Branch Locations

290 E. 25Th St, Suite 200, Loveland, CO 80538 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Investment Centers Of America, Inc. Loveland CO 07/1993 11/2017
Lpl Financial Llc Loveland CO 11/2017 Present
  • 07/1993 → 11/2017
    Investment Centers Of America, Inc.
    Loveland, CO
  • 11/2017 → Present
    Loveland, CO
Previous Registrations
  • 1999-08-09 → 2017-11-29
    Investment Centers Of America, Inc.
    Berthoud, CO
    Loveland, CO
    Loveland, CO
    Appleton, WI
Other Businesses

1. 1/23/2018 - Investment Center Advisor Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 12/07/2017 - 120 Hours Per Month During Securities Trading. 2. 9/15/2018 - Investment Center Advisor Group LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 11/30/2017 - 100 Hours Per Month/100 Hours During Securities Trading. 3. 9/24/2020 - ICA Group Holding Co., LLC - Investment Related - 2000 S. Colorado Blvd., Annex Building Ste. 200, Denver, CO 80222 - Business Entity For Tax/Investment Purposes Only - Started 09/01/2020 - 0 Hrs/Mth - 0 Hrs During Trading - Time Spent 1%. 4. 07/08/2024 - Justine's Pizza - Non-Inv Related - Loveland, CO - Business Owner - Started: 9/3/2024 - 3 Hrs/Mo; 0 Hr During Trading. 5) 08/08/2025 - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date:01/22/2018 - 10 Hrs/Mth - 10 Hrs During Trading. 6) 08/08/2025 - Stoneseed LLC - Investment Related - Home Based - Real Estate Rental - Start Date:09/03/2024 - 1 Hrs/Mth - 0 Hrs During Trading.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1993-07-20
  • S63 Uniform Securities Agent State Law Examination
    1993-07-20

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Loveland, CO

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor