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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2021-05-05
  • MA RA
    APPROVED
    Since 2021-05-05

Branch Locations

150A Andover St, Suite 8, Danvers, MA 01923 • United States

Bradford, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Voya Financial Advisors Danvers MA 11/2015 04/2021
Lpl Financial, Llc Danvers MA 04/2021 Present
  • 11/2015 → 04/2021
    Voya Financial Advisors
    Danvers, MA
  • 04/2021 → Present
    Danvers, MA
Previous Registrations
  • 2015-11-18 → 2021-05-03
    Danvers, MA
  • 2014-02-10 → 2015-11-30
    Investors Capital Corp.
    Exeter, NH
    Lynnfield, MA
    Danvers, MA
    Lynnfield, MA
  • 2011-06-27 → 2013-10-11
    Meriden, CT
    Ipswich, MA
    Boston, MA
    Newburyport, MA
    Rowley, MA
    Gloucester, MA
    Essex, MA
  • 2009-11-02 → 2011-06-22
    New England Securities
    Boston, MA
    Bradford, MA
  • 2006-01-23 → 2009-06-26
    Cetera Investment Services Llc
    Haverhill, MA
  • 2006-01-06 → 2006-01-23
    Cetera Investment Services Llc
    Haverhill, MA
  • 2004-02-25 → 2005-12-31
    Metlife Investment Fund Services Llc
    Needham, MA
  • 2003-07-21 → 2004-02-20
    Cantella & Co., Inc.
    Beverly, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-08-11
S63 Uniform Securities Agent State Law Examination 1995-04-11
  • S65 Uniform Investment Adviser Law Examination
    2003-08-11
  • S63 Uniform Securities Agent State Law Examination
    1995-04-11

View on SEC IAPD

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