Marc Joseph Dion

Current Employers

Morgan Dempsey Capital Management Llc

10850 W. Park Place Suite 470, Milwaukee, WI 53224 • United States

Current Registrations

Authority	Category	Status	Date
WI	RA	APPROVED	2004-03-24

WI RA
APPROVED

Since 2004-03-24

Branch Locations

111 Heritage Reserve Suite 200, Menomonee Falls, WI 53051 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Dempsey Capital Management	Mequon	WI	02/2004	Present

02/2004 → Present

Morgan Dempsey Capital Management

Mequon, WI

Other Businesses

St. Francis Borgia Catholic Church; Investment Related; 1375 Covered Bridge Road Cedarburg, WI 53012; Religious Organization; Head of the Investment Committee; Started September 2017; <1 per month and 0 hours during trading hours; Organize quarterly meetings with outside Investment Consultant Attend the outside Investment Consultant's quarterly review of both the Capital markets and the Parish's portfolios with the other members of the Investment Committee. Communicate any investment recommendations of the Investment Committee to the St. Francis Borgia Church Finance Council for the council's consideration

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2003-10-01
S65	Uniform Investment Adviser Law Examination	1992-10-14

S63 Uniform Securities Agent State Law Examination

2003-10-01
S65 Uniform Investment Adviser Law Examination

1992-10-14

Designations

View on SEC IAPD