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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2010-09-17
TX RA APPROVED_RES 2010-06-11
OH RA APPROVED 2007-02-09
  • MI RA
    APPROVED
    Since 2010-09-17
  • TX RA
    APPROVED_RES
    Since 2010-06-11
  • OH RA
    APPROVED
    Since 2007-02-09

Branch Locations

325 North Old Woodward Ave Suite 200, Birmingham, MI 48009 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Mcdonald Investments Inc. Cleveland OH 02/2001 Present
Ubs Financial Services Inc. New York NY 02/2007 Present
Previous Registrations
  • 2005-03-25 → 2007-02-09
    Keybanc Capital Markets Inc.
    Birmingham, MI
    Cleveland, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-08-13
  • S66 Uniform Combined State Law Examination
    1999-08-13

View on SEC IAPD

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