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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-05-16 |
| FL | RA | APPROVED | 2018-04-17 |
| WI | RA | APPROVED | 2018-04-06 |
Branch Locations
245 Main Street Suite 301, Racine, WI 53403 • United States
Sarasota, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Racine | WI | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Racine | WI | 11/2016 | 04/2018 |
| Raymond James & Associates, Inc. | Racine | WI | 04/2018 | Present |
| Raymond James & Associates, Inc. | Sarasota | FL | 05/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-10-29 |
| S63 | Uniform Securities Agent State Law Examination | 1987-11-13 |
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