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Current Employers
Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2017-04-21
  • CO RA
    APPROVED
    Since 2017-04-21

Branch Locations

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

102 S Tejon Street Suite 500, Colorado Springs, CO 80902 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Berwyn PA 06/2009 04/2017
Hightower Advisors, Llc Colorado Springs CO 04/2017 Present
Hightower Securities, Llc Colorado Springs CO 04/2017 Present
  • 06/2009 → 04/2017
    Morgan Stanley Smith Barney
    Berwyn, PA
  • 04/2017 → Present
    Colorado Springs, CO
  • 04/2017 → Present
    Hightower Securities, Llc
    Colorado Springs, CO
Previous Registrations
  • 2009-06-01 → 2017-04-05
    Colorado Springs, CO
    Berwyn, PA
    Colorado Springs, CO
    Colorado Springs, CO
  • 2003-04-02 → 2009-06-01
    Conshohocken, PA
    West Conshohocken, PA
    Berwyn, PA
Other Businesses

BICYCLE VILLAGE PART OF SPECIALTY SPORT VENTURES SALES ASSOC. PROVIDE CUSTOMER SERVICE HELP CUSTOMERS MAKE INFORMED DECISIONS REGARDING PURCHASES, MAINTAIN SALES FLOOR INVENTORY PROCESS SALES.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-11-06
  • S66 Uniform Combined State Law Examination
    2000-11-06

View on SEC IAPD

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