Kenneth John Reilly

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2020-10-23
TX	RA	APPROVED	2020-10-22

NJ RA
APPROVED

Since 2020-10-23
TX RA
APPROVED

Since 2020-10-22

Branch Locations

101 Crawfords Corner Rd Ste 1120, Holmdel, NJ 07733 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Manasquan	NJ	12/2008	10/2020
Lpl Financial, Llc	Holmdel	NJ	10/2020	Present

12/2008 → 10/2020

Ubs Financial Services Inc

Manasquan, NJ
10/2020 → Present

Lpl Financial, Llc

Holmdel, NJ

Previous Registrations

2008-12-12 → 2020-11-19

Ubs Financial Services Inc.

Wall, NJ
2007-04-02 → 2008-12-15

Morgan Stanley & Co. Llc

Red Bank, NJ
2002-06-20 → 2007-04-02

Morgan Stanley Dw Inc.

Red Bank, NJ

Red Bank, NJ

Other Businesses

1- 10/22/2020 - Broad Front Capital, LLC - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start date 09/30/2020 - 130 Hrs/month 7 hrs during trading 2- 10/22/2020 - BroadFront Capital Management - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start date 10/21/2020 - 0 Hrs/month 0 hrs during trading 3- 04/29/2026 - Broad Front Capital, LLC - Real Estate Rental - Investment Related - At Reported Business Location(s) - Start Date 05/01/2026 - 30 hours per month/ during trading

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1996-02-20
S63	Uniform Securities Agent State Law Examination	1988-11-11

S65 Uniform Investment Adviser Law Examination

1996-02-20
S63 Uniform Securities Agent State Law Examination

1988-11-11

View on SEC IAPD