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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-02-02 |
| IN | RA | APPROVED | 2023-02-01 |
Branch Locations
10211 Auburn Park Drive, Fort Wayne, IN 46825 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Fort Wayne | IN | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Fort Wayne | IN | 11/2016 | 02/2023 |
| Raymond James Financial Services, Inc. | Fort Wayne | IN | 02/2023 | Present |
| Reynolds Wealth Management Dba | Fort Wayne | IN | 02/2023 | Present |
| Raymond James Financial Services Advisors, Inc. | Fort Wayne | IN | 02/2023 | Present |
| The Neuenschwander Group Dba | Fort Wayne | IN | 02/2023 | Present |
(1)Name of Business: Norwex USA Address: 17432 Coldwater Rd, Huntertown, IN, 46748, United States Activity Type: Other Position/Title: Independent Contractor Investment Related: No Start Date: 03/01/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Norwex Sales Consultant. Norwex supplies environmentally safe home cleaning supplies and personal use products. I operate on an independent consultant basis and receive discounted prices on Norwex items.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-09-11 |
| S63 | Uniform Securities Agent State Law Examination | 1988-01-08 |
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