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Current Employers
Iht Wealth Management Llc

123 N. Wacker Dr. Suite 2300, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-01-27
  • MN RA
    APPROVED
    Since 2023-01-27

Branch Locations

123 N. Wacker Dr. Suite 2300, Chicago, IL 60606 • United States

601 Carlson Pkwy, Unit 1050, Minnetonka, MN 55305 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Golden Valley MN 01/2011 11/2016
Wells Fargo Clearing Services, Llc Golden Valley MN 11/2016 12/2022
Lpl Financial Llc Minnetonka MN 01/2023 Present
Iht Wealth Management Wayzata MN 01/2023 Present
  • 01/2011 → 11/2016
    Wells Fargo Advisors Llc
    Golden Valley, MN
  • 11/2016 → 12/2022
    Golden Valley, MN
  • 01/2023 → Present
    Lpl Financial Llc
    Minnetonka, MN
  • 01/2023 → Present
    Iht Wealth Management
    Wayzata, MN
Previous Registrations
  • 2011-01-03 → 2023-01-26
    Golden Valley, MN
    Bloomington, MN
    Minneapolis, MN
    Minneapolis, MN
    Wayzata, MN
    Hayward, WI
    Wayzata, MN
    Saint Louis Park, MN
    Wayzata, MN
    Woodbury, MN
    Minneapolis, MN
    Wayzata, MN
  • 2007-11-21 → 2011-01-03
    Wells Fargo Investments, Llc
    Bloomington, MN
    Minneapolis, MN
    Bloomington, MN
Other Businesses

1) 01/18/2023 - IHT Wealth Management - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s). 2) 1/27/2023 - IHT Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Advisor - Start Date - 1/11/2023 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through IHT Wealth Management, an independent investment advisor firm. I started this business activity in 1/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-12-13
S63 Uniform Securities Agent State Law Examination 1988-11-21
  • S65 Uniform Investment Adviser Law Examination
    2004-12-13
  • S63 Uniform Securities Agent State Law Examination
    1988-11-21
Other Names
  • Tim Pitera

View on SEC IAPD

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