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123 N. Wacker Dr. Suite 2300, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2023-01-27 |
Branch Locations
123 N. Wacker Dr. Suite 2300, Chicago, IL 60606 • United States
601 Carlson Pkwy, Unit 1050, Minnetonka, MN 55305 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Golden Valley | MN | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Golden Valley | MN | 11/2016 | 12/2022 |
| Lpl Financial Llc | Minnetonka | MN | 01/2023 | Present |
| Iht Wealth Management | Wayzata | MN | 01/2023 | Present |
1) 01/18/2023 - IHT Wealth Management - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s). 2) 1/27/2023 - IHT Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Advisor - Start Date - 1/11/2023 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through IHT Wealth Management, an independent investment advisor firm. I started this business activity in 1/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-12-13 |
| S63 | Uniform Securities Agent State Law Examination | 1988-11-21 |
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