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James Richard Shaver

Osaic Wealth, Inc.

Billings, MT

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
MT RA APPROVED 2022-06-08
  • MT RA
    APPROVED
    Since 2022-06-08

Branch Locations

490 North 31 St Street Suite 217, Billings, MT 59101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Financial Equity Corporation Billings MT 06/2009 04/2022
Cetera Advisor Networks Llc El Segundo CA 04/2022 06/2022
Royal Alliance Associates, Inc. Billings MT 06/2022 Present
  • 06/2009 → 04/2022
    First Financial Equity Corporation
    Billings, MT
  • 04/2022 → 06/2022
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 06/2022 → Present
    Royal Alliance Associates, Inc.
    Billings, MT
Previous Registrations
  • 2022-04-20 → 2022-07-07
    Cetera Wealth Services, Llc
    Billings, MT
  • 2009-06-26 → 2022-04-20
    Ffec Wealth Partners Llc
    Billings, MT
  • 2009-06-01 → 2009-07-01
    Billings, MT
  • 1999-04-07 → 2009-06-01
    Billings, MT
    Billings, MT
Other Businesses

1) RIDGELINE WEALTH PARTNERS LLC POSITION: INSURANCE AGENT NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/1990 ADDRESS: 490 31st Street, suite217, Billings MT 59102, United States DESCRIPTION: INSURANCE SALES AND SERVICEFOR MULTIPLE CARRIERS

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-02-05
S63 Uniform Securities Agent State Law Examination 1988-01-27
  • S65 Uniform Investment Adviser Law Examination
    1994-02-05
  • S63 Uniform Securities Agent State Law Examination
    1988-01-27
Other Names
  • James R Shaver

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