Darrell Arthur Fryer

Current Employers

Hamilton-Bates Investment Research, Inc.

Mertztown, PA • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED_RES	2018-04-09

CA RA
APPROVED_RES

Since 2018-04-09

Branch Locations

San Juan Capistrano, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Df Financial Services Dba Capistrano Premier Insurance	San Juan Capistrano	CA	08/2007	Present
Securities Service Network, Llc	Mission Viejo	CA	05/2017	03/2018
Hamilton-Bates Investment Research, Inc.	San Juan Capistrano	CA	04/2018	Present

08/2007 → Present

Df Financial Services Dba Capistrano Premier Insurance

San Juan Capistrano, CA
05/2017 → 03/2018

Securities Service Network, Llc

Mission Viejo, CA
04/2018 → Present

Hamilton-Bates Investment Research, Inc.

San Juan Capistrano, CA

Previous Registrations

2012-11-27 → 2013-10-07

Alternity Investment Advisors

Newport Beach, CA

Other Businesses

(1) DF Financial Services DBA CAPISTRANO PREMIER INSURANCE - 2822 Via Leona, San Juan Christiana, CA 92675 - 2006 - NIR - Independent Agency for health, life, LTC, Auto, & home owners - Do sales & Services for clients in health, life, LTC, disability, & Property/Casualty Lines - Corp - 160 hrs/mo spent on this activity. (2) Encore Risk Management & Insurance Services, LLC - Not investment related - 28822 Via Leona, San Juan Capistrano, CA 92675 - Nature of Business: Genomics - Member since 5/28/2014 - 40 hours per month; 10 hours per month during securities trading hours - Duties: Genomic sales to medical industry.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2017-07-19

S63 Uniform Securities Agent State Law Examination

2017-07-19

Other Names

Darrell Fryer

View on SEC IAPD