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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-07-05
MI RA APPROVED 2022-05-18
  • TX RA
    APPROVED_RES
    Since 2022-07-05
  • MI RA
    APPROVED
    Since 2022-05-18

Branch Locations

311 Abbot Rd, East Lansing, MI 48823 • United States

4825 E Mt. Hope Rd, East Lansing, MI 48823 • United States

3775 Coolidge Rd, East Lansing, MI 48823 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cuso Financial Services, Lp San Diego CA 12/2013 07/2019
Cuna Brokerage Services, Inc. Waverly IA 07/2019 05/2022
Cuna Mutual Group Waverly IA 07/2019 05/2022
Lpl Financial Llc East Lansing MI 05/2022 Present
  • 12/2013 → 07/2019
    Cuso Financial Services, Lp
    San Diego, CA
  • 07/2019 → 05/2022
    Cuna Brokerage Services, Inc.
    Waverly, IA
  • 07/2019 → 05/2022
    Cuna Mutual Group
    Waverly, IA
  • 05/2022 → Present
    East Lansing, MI
Previous Registrations
  • 2019-07-25 → 2022-05-18
    Cuna Brokerage Services, Inc.
    East Lansing, MI
    Haslett, MI
    East Lansing, MI
    E. Lansing, MI
    Waverly, IA
  • 2014-01-02 → 2019-07-16
    Cuso Financial Services, L.P.
    San Diego, CA
    East Lansing, MI
    Auburn Hills, MI
    Okemos, MI
    Haslett, MI
    Okemos, MI
    Auburn Hills, MI
    Okemos, MI
    Lansing, MI
    Auburn Hills, MI
    Okemos, MI
    Auburn Hills, MI
    Mason, MI
    East Lansing, MI
    East Lansing, MI
    Lansing, MI
    Mason, MI
    Lansing, MI
    East Lansing, MI
  • 2009-10-01 → 2012-12-31
    East Lansing, MI
  • 2002-08-15 → 2003-12-31
    East Lansing, MI
Other Businesses

1) 05-18-2022-Mark's Woodworking Creations-NOT INVESTMENT RELATED-Home Based-Business Owner-START DATE: 2018-5 Hours Per Month/o Hours During Trading- 2) 05-18-2022-MSUFCU Financial Solutions- Investment Related- At Reported Business Location(s)- DBA for LPL Business (entity for LPL business) 3) 01/22/2024 - TrulyU Wealth Management and Investment Services- Inv Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 12/15/2023 - 160 Hrs/mo; 40 Hrs During Trading. 4) 08/23/2024 - TrulyU - Inv Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 08/01/2024 - 160 Hrs/mo; 40 Hrs During Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-09-07
S63 Uniform Securities Agent State Law Examination 1988-01-04
  • S66 Uniform Combined State Law Examination
    2010-09-07
  • S63 Uniform Securities Agent State Law Examination
    1988-01-04

View on SEC IAPD

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