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2200 Atlantic Street Suite 200, Stamford, CT 06902 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-06-04 |
| TN | RA | APPROVED | 2023-06-02 |
Branch Locations
3401 Mallory Lane, Suite 435, Franklin, TN 37067 • United States
2200 Atlantic Street Suite 200, Stamford, CT 06902 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | San Diego | CA | 11/2013 | 06/2017 |
| Ubs Financial Services Inc | Franklin | TN | 06/2017 | 06/2023 |
| Newedge Wealth | Stamford | CT | 06/2023 | Present |
| Newedge Securities, Inc. | Pittseburgh | PA | 06/2023 | Present |
1.NewEdge Wealth*IAR registration with NewEdge Wealth*Yes Invest*80 Hrs mnth/80 Trade*6/2/23*Franklin, TN 2.Ina Wealth Financial Services, LLC*Yes Invest*TN*Formed to join NE wealth*Managing Member*LLC created to join NE wealth*160 Hrs trade/160 Non trade 3.martec management company*s corp for new*No Invest*280 per mnth/during trade*6/7/23* 4.NewEdge Wealth*Fixed insurance business*Yes invest*1 Hr per mnth/during trade*6/21/23
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-08-26 |
| S63 | Uniform Securities Agent State Law Examination | 1987-12-07 |
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