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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2000-02-08
  • MD RA
    APPROVED
    Since 2000-02-08

Branch Locations

27 Hooks Lane, Pikesville, MD 21208 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 09/1999 06/2020
Equitable Advisors, Llc New York NY 09/1999 Present
Other Businesses

1) PLANTATION HOUSE CONDO ASSOCIATION, 8307 ATLANTIC AVE OCEAN CITY MD 21842, MEMBER - WIFE TECHNICALLY IS BOARD MEMBER BUT I ASSIST, DUTIES: ATTEND BOARD MEETINGS WITH MY WIFE AND SHE VOTES, START DATE: 3/10/2010, 1 HR PER MO; 2) POWER OF ATTORNEY FOR DEBBYE RING, MY MOTHER, DUTIES: HELP MY MOTHER FINANCIAL ACTIVITES, START DATE: 1/1/22, 1 HR PER MO, SIGNATOR, BY BEING HER POA AND CAN SIGN HER CHECKS ETC; 3) ESTATE EXECUTOR FOR DEBBYE RING, SETTLE ESTATE, START DATE: 12/22/23, 1 HR PER MO; 4) ASHAR GROUP 1800 PEMBROOK DRIVE STE 240 ORLANDO, FL 32810, DUTIES: A POTENTIAL PARTICIPATION IN LIFE SETTLEMENT TRANSACTIONS THROUGH THE COMPANY APPROVED LIFE SETTLEMENT BROKER, START DATE: 6/5/25, 1 HR PER MO; 5) OUTSIDE INSURANCE BROKERAGE BUSINESS;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-06-25
S63 Uniform Securities Agent State Law Examination 1993-09-15
  • S65 Uniform Investment Adviser Law Examination
    1999-06-25
  • S63 Uniform Securities Agent State Law Examination
    1993-09-15

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