Kim Pfeifer Ip

Current Employers

Employment History

• 01/2013 → 05/2019
  First Republic Securities Company, Llc
  Los Angeles, CA
• 05/2019 → Present
  Evoke Advisors
  Los Angeles, CA
• 11/2025 → Present
  Mai Capital Management, Llc
  Cleveland, OH

Previous Registrations

• 2013-01-07 → 2019-06-04
  J.P. Morgan Private Wealth Advisors Llc
  San Francisco, CA
  Los Angeles, CA
  San Diego, CA
• 2008-09-03 → 2013-02-01
  Luminous Capital, Llc
  Los Angeles, CA

Other Businesses

1) NAME: IRREVOCABLE TRUSTS ESTABLISHED FOR BENEFIT OF NEPHEWS BY THEIR PARENTS, POSITION: TRUSTEE, START DATE: JANUARY 2019, APPROX. NO. OF HOURS: LESS THAN ONE, DUTIES: INVESTMENT OF THE TRUSTS AND WRITE AN ANNUAL LETTER TO THE BENEFICIARIES INFORMING THEM THE ANNUAL GIFT HAS BEEN MADE. 2) NAME: SCRIPPS GREEN HOSPITAL, NOT INVESTMENT-RELATED, 10666 N. TORREY PINES ROAD, LA JOLLA, CA 92037, NATURE OF BUSINESS: HOSPITAL. POSITION HELD: SCRIPPS CLINIC AND GREEN HOSPITAL ADVISORY BOARD, MEMBER, START DATE: 1/1/2019. NO. OF HOURS WORKED PER MONTH: LESS THAN 30 MINUTES (1 MEETING PER QUARTER). NO. OF HOURS WORKED DURING SECURITIES TRADING HOURS: 1 HOUR PER QUARTER. NO COMPENSATION RECEIVED. 3) NAME: CHURCH OF NATIVITY, NOT INVESTMENT-RELATED, 6309 EL APAJO ROAD, RANCHO SANTA FE, CA 92067, NATURE OF BUSINESS: ROMAN CATHOLIC CHURCH, POSITION HELD: FINANCIAL COUNCIL, MEMBER, START DATE: 07/2022, NO. OF HOURS WORKED PER MONTH: LESS THAN 30 MINUTES (1 MEETING PER QUARTER). NO. OF HOURS WORKED DURING SECURITIES TRADING HOURS: 1 HOUR PER QUARTER. NO COMPENSATION RECEIVED.

Exams

• S63 Uniform Securities Agent State Law Examination
  2013-01-23
• S65 Uniform Investment Adviser Law Examination
  2008-09-02

Other Names

• Kim Alicia Pfeifer
• Kim Pfeifer Ip