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Little Rock, AR • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-01-03 |
| AR | RA | APPROVED | 2015-11-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Aptus Financial Llc | Little Rock | AR | 01/2015 | Present |
Club 27, 614 President Clinton Ave, Little Rock, AR 72201. Club 27 is a salsa dancing and event venue. Since November 2016, I have been a 50% owner in the venture along with my husband who is the other owner. I spend ~15 minutes per month, or 3 hours per year on Club 27 activities, and very little during securities trading hours. The activities are not investment related. WEHCO Media, 115 E. Capitol, Little Rock, AR 72201. WEHCO is a publishing and cable company. Since September 2020, I have been a member of the Board of Directors and attend an annual meeting in May. WEHCO is a retirement plan advisory client of Aptus Financial. I spend approximately 1 hour per month on WEHCO activities, roughly half of which is during securities trading hours. The activities are not investment related.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2007-11-21 |
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