Best Investors Account Sign in
Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-04-30
CA RA APPROVED 2018-05-07
  • TX RA
    APPROVED_RES
    Since 2024-04-30
  • CA RA
    APPROVED
    Since 2018-05-07

Branch Locations

345 California Street, San Francisco, CA 94104-2642 • United States

San Francisco, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. San Francisco CA 03/2009 04/2018
Rbc Capital Markets, Llc. San Francisco CA 04/2018 Present
City National Bank San Francisco CA 08/2018 12/2022
City National Bank San Francisco CA 05/2023 Present
Previous Registrations
  • 2009-03-05 → 2018-05-25
    San Francisco, CA
  • 2003-01-17 → 2009-04-23
    Credit Suisse Securities (Usa) Llc
    San Francisco, CA
    San Francisco, CA
  • 2002-08-01 → 2003-01-17
    Pershing Llc
    San Francisco, CA
Other Businesses

(1) THE AMERICAN UNIVERSITY OF PARIS; ADDRESS: LA TOUR MAUBOURG, PARIS 75007, FRANCE; BUSINESS DESCRIPTION: NON-FOR-PROFIT UNIVERSITY; CAPACITY: TRUSTEE; START DATE: 5/1/2009; DUTIES: TRUSTEE ON TWO COMMITTEES- STUDENT AFFAIRS AND REAL ESTATE; HOURS DEVOTED PER MONTH: 2; HOURS DEVOTED PER MONTH DURING SECURITIES HOURS: 1. (2) PARIS RENTAL APARTMENT, VRBO; ADDRESS: 8 RUE HUYSMANS 75006 PARIS FRANCE; BUSINESS DECRIPTION; RENTAL PROPERTY: OWNER-ACTIVE; CAPACITY: MANAGE THE RENTAL PROCESS; START DATE: 5/4/2009; HOURS DEVOTED PER MONTH: 1; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 1. (3) THRIVE NETWORK OR EAST MEETS WEST FOUNDATION; ADDRESS: 1611 TELEGRAPH AVE SUITE 708 OAKLAND, CA 94612; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: NON-PROFIT COORDINATING WATER AND HEALTH PROJECT IN SOUTHWEST ASIA; CAPACITY: DIRECTOR/BOARD OF DIRECTORS; START DATE: 03/11/2019; DUTIES: I WILL ADVISE AND HELP THE ORGANIZATION WITH OPERATIONAL AND FUNDRAISING ACTIVITIES; HOURS DEVOTED PER MONTH: 01; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 01; (4) NAME OF ENTITY: LES OSTHIEUX; ADDRESS: LES YVETEAUX NORMANDY, FRANCE; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: PROPERTY RENTAL; CAPACITY: OWNER-ACTIVE; START DATE: 10/2019; DUTIES: I OWN A PROPERTY AND RENT A SMALL PART OF IT; HOURS DEVOTED PER MONTH: .1; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-12-23
S63 Uniform Securities Agent State Law Examination 1987-12-22
  • S65 Uniform Investment Adviser Law Examination
    1993-12-23
  • S63 Uniform Securities Agent State Law Examination
    1987-12-22
Other Names
  • Peter Decastro
  • Peter Richards Decastro
  • Peter De Castro

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in San Francisco, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor