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40 S. Main St. Suite 1600, Memphis, TN 38103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2025-01-01 |
| TX | RA | APPROVED | 2022-07-27 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| B. Riley Wealth Management | Nashville | TN | 06/2016 | Present |
| B. Riley Wealth Advisors, Inc. | Nashville | TN | 07/2022 | Present |
1. RICHLAND STREET CREATIVE; NOT INVESTMENT RELATED; 3852 PRIEST LAKE DRIVE NASHVILLE, TN 37217; PROOFREADING/WRITING; OWNER/WRITER/PROOFREADER; START DATE JULY 2012; 2 HRS DEVOTED PER MONTH; 0 HOURS DURING TRADING; PROVIDE CRITIQUE OF VARIOUS WRITTEN INSTRUMENTS (E.G., CURRICULUM VITAE), PLAN TO WRITE COOKBOOK. 2. GRAHAM/JOHNSON; INVESTMENT - RELATED; 3102 WEST END AVE., STE. 750, NASHVILLE, TN 37203; MARKETING NAME FOR FINANCIAL SECURITIES BUSINESS CONDUCTED THROUGH B. RILEY WEALTH MANAGEMENT; START DATE 2016. 40 HOURS / WEEK DEVOTED DURING SECURITIES TRADING HOURS. 3. UNIVERSAL BROTHERHOOD MOVEMENT INC; NON INVESTMENT RELATED; PO BOX 670278 CORAL SPRINGS FL 33067; VICE PRESIDENT; SPIRITUAL ORGANIZATION DEDICATED TO THE BROTHERHOOD OF MAN; NON PROFIT; START DATE 11/2021; 4 HRS/ MONTH DEVOTED, NONE DURING SECURITIES TRADING HRS. 4. B. RILEY WEALTH INSURANCE; INVESTMENT-RELATED; SAME ADDRESS AS BRWM; FIXED INSURANCE SALES; LICENSED INSURANCE AGENT; START DATE 09/2025; AS MANY HOURS AS NEEDED PER MONTH
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-12-20 |
| S63 | Uniform Securities Agent State Law Examination | 1987-12-03 |
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