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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-07-22
  • NY RA
    APPROVED
    Since 2026-07-22

Branch Locations

386 Park Avenue South Ste 1922 & 1924 18Th Floor [Satellite], New York, NY 10016 • United States

572 Titus Ave, Rochester, NY 14617 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. New York NY 04/2015 07/2026
Wells Fargo Advisors Financial Network, Llc New York NY 07/2026 Present
Previous Registrations
Other Businesses

MURRAY STREET WEALTH ADVISORS LLC; INV RELATED;NEW YORK,NY; FINET PRACTICE;Power of Attorney START DATE: 07/22/2026; 10 HRS PER MONTH; 0 HRS DURING TRADING;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-02-10
S63 Uniform Securities Agent State Law Examination 1988-01-13
  • S65 Uniform Investment Adviser Law Examination
    1995-02-10
  • S63 Uniform Securities Agent State Law Examination
    1988-01-13
Other Names
  • Frederick John Spagnola

View on SEC IAPD

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