Maria King

Current Employers

Employment History

• 01/2001 → 01/2021
  Southwest Securities
  Dallas, TX
• 01/2021 → 01/2022
  Charles Schwab & Co., Inc.
  Westlake, TX
• 01/2021 → 01/2022
  Charles Schwab Bank, Ssb
  Westlake, TX
• 02/2022 → Present
  Ubs Financial Services Inc.
  Dallas, TX

Previous Registrations

• 2021-02-01 → 2022-02-03
  Charles Schwab & Co., Inc.
  Westlake, TX
• 2012-01-12 → 2021-01-26
  Hilltop Securities Inc.
  Dallas, TX
  Dallas, TX
  Plano, TX

Other Businesses

1) NAME OF OTHER BUSINESS: 3LGA LLC / INVESTMENT RELATED?: Yes / ADDRESS: 1632 Idlewild Dr / NATURE OF THE BUSINESS: Real Estate / POSITION: Partner/ DUTIES: Will manage payments for the business. Address any issues with the property that arise that require repair. / START DATE:10/01/2022 / HOURS DEVOTED TO BUSINESS: NA 2) Diagnostic Imaging and Medical Informatics Support Team, Aubrey TexasUnited States-76227, Charity, Non profit created to support radiological imaging in Low or Middle Income Countries. The non profit will provide equipment install, training and online support of radiological equipment such as XRays, Cat Scans MRI etc to hospitals and clinics that are not able to financially gain this support today, Member of Board of directors, My duties is to balance the technical heavy board with financial discussions in order to ensure financial aspects of costs, expenses are considered and balanced. I will not manage any accounting or investments for the non-profit, start date-10/1/2024 3)3LGA LLC,TennesseeUnited States,Company,Real Estate,Short Term Rental Property of Cabin in Ellijay, Georgia,PartnerWill manage payments for the business. Address any issues with the property that arise that require repair.Start date10/1/2022Investment - Yes

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-09-12
• S63 Uniform Securities Agent State Law Examination
  2001-01-13

Other Names

• Maria C Oosterwijh
• Maria C Oosterwijk
• Maria O Kastens
• Maria Oosterwijk Kastens
• Maria C King
• Maria Christina King