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Daniel Joseph Disimile

Daniel J. Disimile Cfp, LLC

Thousand Oaks, CA

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Current Employers
Daniel J. Disimile Cfp, Llc

Thousand Oaks, CA • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2009-10-01
  • CA RA
    APPROVED
    Since 2009-10-01

Branch Locations

Thousand Oaks, CA • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Daniel J. Disimile Cfp, Llc Thousand Oaks CA 07/2009 Present
Previous Registrations
  • 2008-02-07 → 2009-06-18
    Brookstone Securities, Inc.
    Beverly Hills, CA
    Mission Hills, CA
  • 2003-09-04 → 2005-08-08
    Gunnallen Financial, Inc
    Mission Hills, CA
  • 2001-05-21 → 2003-08-08
    Equitable Advisors, Llc
    Woodland Hills, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-09-13
S63 Uniform Securities Agent State Law Examination 1988-01-13
  • S65 Uniform Investment Adviser Law Examination
    1994-09-13
  • S63 Uniform Securities Agent State Law Examination
    1988-01-13
Designations
Other Names
  • Daniel J Disimile

View on SEC IAPD

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