Gregory Francis Smith

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2011-11-18
VA	RA	APPROVED	1988-02-16

TX RA
APPROVED_RES

Since 2011-11-18
VA RA
APPROVED

Since 1988-02-16

Branch Locations

Norfolk, VA • United States

8401 Greensboro Dr Ste 230, Mclean, VA 22102-3598 • United States

5215 Colley Ave Ste 137, Norfolk, VA 23508-2172 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Norfolk	VA	09/2005	03/2020
Ameriprise Financial Services, Llc	Norfolk	VA	03/2020	Present

09/2005 → 03/2020

Ameriprise Financial Services, Inc.

Norfolk, VA
03/2020 → Present

Ameriprise Financial Services, Llc

Norfolk, VA

Other Businesses

Business Ownership; TLC AVIATION; 1/4 OWNER, PILOT, Treasurer; AIRPLANE OWNERSHIP; 4605 CRYSTALWOOD cT, , VIRGINIA BEACH, VA, 23464; Not Investment-Related; 05/14/2020; 10 to 19 hours per month; 0 during trading hours / Unity Squared, LLC; Co-owner; Manage Ameriprise Business; 5215 Colley Ave, STE 137, Norfolk, VA, 23508; Investment-Related; 06/25/2024; 10 to 19 hours per month; 1 to 9 during trading hours.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1987-12-09

S63 Uniform Securities Agent State Law Examination

1987-12-09

Designations

View on SEC IAPD