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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2023-06-29
  • VA RA
    APPROVED
    Since 2023-06-29

Branch Locations

8321 Old Courthouse Rd Ste 340, Vienna, VA 22182 • United States

Alexandria, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Various Insurance Carriers Falls Church VA 03/1989 Present
Us Government General Services Admin Washington DC 01/2007 12/2025
Voya Financial Advisors Vienna VA 09/2014 06/2021
Cetera Wealth Services, Llc El Segundo CA 06/2021 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 03/1989 → Present
    Various Insurance Carriers
    Falls Church, VA
  • 01/2007 → 12/2025
    Us Government General Services Admin
    Washington, DC
  • 09/2014 → 06/2021
    Voya Financial Advisors
    Vienna, VA
  • 06/2021 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2006-11-10 → 2021-06-09
    Vienna, VA
    Windsor, CT
  • 1997-05-23 → 2006-07-27
    Waddell & Reed
    Falls Church, VA
    Vienna, VA
    Vienna, VA
Other Businesses

1. NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 8321 OLD COURTHOUSE RD STE 340; VIENNA; VA; 22182; FIXED INSURANCE; INDEPENDENT INSURANCE AGENT; 7/13/2013; 40; 20; SALE FIXED INSURANCE PRODUCTS 2. NAME OF OTHER BUSINESS: INSIGHT MEMORY CARE CENTER; INVESTMENT RELATED: NO; ADDRESS: 3953 PENDER DR, SUITE 100, FAIRFAX, VA 22030; NATURE OF BUSINESS: BOARD; START DATE: 11/2025; POSITION/TITLE/RELATIONSHIP: SECRETARY; APX NUMBER OF HOURS PER WEEK: 3; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: PARTICIPATE IN EXECUTIVE COMMITTEE MEETINGS, RECORDING MINUTES OF BOARD MEETINGS, CHAIR OF THE GOVERNANCE COMMITTEE;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-04-03
S63 Uniform Securities Agent State Law Examination 1987-12-18
  • S65 Uniform Investment Adviser Law Examination
    1997-04-03
  • S63 Uniform Securities Agent State Law Examination
    1987-12-18
Other Names
  • Susan Marie Klein
  • Susan Marie Klein

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