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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-07-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa-Cref Individual & Institutional Services, Llc | Lewisville | TX | 01/2012 | 10/2018 |
| Mutual Advisors, Llc. | Trophy Club | TX | 08/2019 | 03/2020 |
| Unemployed | Trophy Club | TX | 10/2018 | 08/2019 |
| Unemployed | Trophy Club | TX | 03/2020 | 05/2021 |
| Lpl Financial, Llc | San Diego | CA | 05/2021 | 01/2022 |
| Charles Schwab & Co., Inc | Westlake | TX | 04/2022 | Present |
| Yoh Staffing | Trophy Club | TX | 05/2021 | 01/2022 |
| Unemployed | Trophy Club | TX | 02/2022 | 03/2022 |
1) FINRA|Investment Related:No|Legal Services|Non- Public Arbitrator|2021-01-11|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:0|I am registered as a Non-Public arbitrator. If selected, I would sit on a panel and hear cases along with 2 other people.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-07-28 |
| S63 | Uniform Securities Agent State Law Examination | 2000-06-09 |
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