Diana Dalton Stieffel

Current Employers

Employment History

• 01/2009 → 10/2025
  Ubs Financial Services Inc
  New Orleans, LA
• 10/2025 → Present
  Rbc Capital Markets, Llc
  New Orleans, LA

Previous Registrations

• 2012-11-07 → 2025-11-10
  Ubs Financial Services Inc.
  New Orleans, LA
• 2006-08-08 → 2009-01-12
  Morgan Keegan & Company, Llc
  New Orleans, LA
  New Orleans, LA

Other Businesses

1) St. Dominic Catholic Church - Synod Implementation Coordinator / 775 Harrison Avenue New Orleans,Louisiana 70124 / Charity/ Charity / Catholic Church parish / Other / Synod Implementation Coordinator / I am appointed to serve as the coordinator within our parish in the following four areas of the 9th General Synod of the Archdiocese of New Orleans: evangelization, vocations, social justice and marriage/family life. / Start Date / 4/1/2019 2) Catholic Community Foundation / 1000 Howard Avenue, Suite 800, New Orleans, Louisiana 70113 / United States / No / Foundation / www.ccfnola.org / Charity / "The Catholic Community Foundation spiritually and financially enhances and sustains the charitable, educational, and pastoral ministries of the Archdiocese of New Orleans." / Advisor or advisory group member if advice given may influence an officer/board / No / Start Date 7/1/2019 NAME OF ENTITY: St. Dominic Haiti Partnership ADDRESS: 775 Harrison Avenue New Orleans LA 70124 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Foundation/Charitable Institution START DATE: Aug 01, 2015 CAPACITY: Officer DUTIES: As a member of the executive committee I have a leadership role in fundraising and strategic planning. HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours

Exams

• S63 Uniform Securities Agent State Law Examination
  1988-01-12

Designations

Other Names

• Diana Marie Stieffel
• Diana Marie Dalton