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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-01-14 |
| CA | RA | APPROVED | 2009-06-01 |
Branch Locations
444 South Flower Street,34Th Floor, Los Angeles, CA 90071 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Los Angeles | CA | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 12/2017 | Present |
Rent home for movies; Not investment related; Los Angeles, CA; I own home where they pay me to shoot a movie/tv show or commercial; Owner; Start date: 03/2008; During business hours: 0; After business hours: 0 *374205 - Jonathan Club Los Angeles; Investment related No; LA; Private Dining Social Club; Member of Finance Committee (proprietor, partner, officer, director, employee, trustee, agent); Jul 2019; After business hours: 0.25
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-06-29 |
| S63 | Uniform Securities Agent State Law Examination | 1987-12-03 |
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