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Richard Schacht

Wells Fargo Advisors Financial Network, LLC

Pleasanton, CA

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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-07-21
  • CA RA
    APPROVED
    Since 2025-07-21

Branch Locations

4900 Hopyard Rd Suite 100 Pmb 32 1St Fl, Pleasanton, CA 94588 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Pleasanton CA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Pleasanton CA 11/2016 07/2025
Wells Fargo Advisors Financial Network, Llc Pleasanton CA 07/2025 Present
Previous Registrations
  • 2008-01-01 → 2025-07-21
    Wells Fargo Clearing Services, Llc
    Pleasanton, CA
  • 2001-03-29 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Pleasanton, CA
    St. Louis, MO
    Pleasanton, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-04-23
S63 Uniform Securities Agent State Law Examination 1987-12-04
  • S65 Uniform Investment Adviser Law Examination
    1992-04-23
  • S63 Uniform Securities Agent State Law Examination
    1987-12-04
Other Names
  • Dick Schacht
  • Rich Schacht
  • Richard Philip Schacht

View on SEC IAPD

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BUCK WEALTH STRATEGIES, LLC
DEJARNATT, PAUL E
LPL FINANCIAL LLC
LEGACY WEALTH MANAGEMENT, LLC

Other Investors

ATUL C DUBAL
JONATHAN CHARLES ILLIG
HOWARD COREY HERTZ
Gregory Francis Crofton
KEVIN LYLE SHELTON
PAUL EDWARD DEJARNATT
DANIEL BURKE BELTRAN
Sonja H. Kurhanewicz

Other Offices

PRUDENT PROSPERA PLANNING, INC. · PLEASANTON, CA
CETERA INVESTMENT ADVISERS LLC · PLEASANTON, CA
PANDECT CATALYST FUND MANAGEMENT LLC · PLEASANTON, CA
ADAP TAX FINANCIAL, INC. · PLEASANTON, CA
BUCK WEALTH STRATEGIES, LLC · PLEASANTAN, CA
DEJARNATT, PAUL E · PLEASANTON, CA
LPL FINANCIAL LLC · PLEASANTON, CA
LEGACY WEALTH MANAGEMENT, LLC · Pleasanton, CA

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