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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-03-24 |
| CT | RA | APPROVED | 2011-01-03 |
Branch Locations
238 Monroe Turnpike Suite C-1, Monroe, CT 06468 • United States
10 North Main Street Suite 216, West Hartford, CT 06107 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Self Employed | West Hartford | CT | 07/2007 | Present |
| Commonwealth Financial Network | Waltham | MA | 01/2010 | Present |
| Innovative Wealth Managers | West Hartford | CT | 02/2020 | Present |
1.Fixed insurance sales; as of 10/01/2010; 2% time spent on activity during business hours; conducted at branch; investment related. 2. Owner, Alpine Wealth Management, LLC, A private entity created to facilitate securities and fixed insurance business, as sole member; as of 01/01/2011; 100% time spent during business hours; conducted at branch location; investment related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-12-31 |
| S66 | Uniform Combined State Law Examination | 1998-12-24 |
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