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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-09-05
  • NY RA
    APPROVED
    Since 2025-09-05

Branch Locations

1 Keuka Business Park Suite 122, Penn Yan, NY 14527 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
David T. Hansen, Cpa Penn Yan NY 04/1977 Present
Avantax Investment Services, Inc. Penn Yan NY 10/1987 09/2025
Avantax Advisory Services Penn Yan NY 09/1995 09/2025
Melaleuca Irving TX 01/1990 Present
Avantax Insurance Agency And/Or Avantax Insurance Services. Penn Yan NY 11/1991 09/2025
Cetera Wealth Services, Llc Penn Yan NY 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 04/1977 → Present
    David T. Hansen, Cpa
    Penn Yan, NY
  • 10/1987 → 09/2025
    Avantax Investment Services, Inc.
    Penn Yan, NY
  • 09/1995 → 09/2025
    Avantax Advisory Services
    Penn Yan, NY
  • 01/1990 → Present
    Melaleuca
    Irving, TX
  • 11/1991 → 09/2025
    Avantax Insurance Agency And/Or Avantax Insurance Services.
    Penn Yan, NY
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Penn Yan, NY
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2021-08-21 → 2025-09-05
    Avantax Advisory Services
    Penn Yan, NY
  • 2010-01-06 → 2010-12-31
    Avantax Advisory Services
    Penn Yan, NY
Other Businesses

1) Pennsylvania Yankee LLC; 1 Keuka Business Park, Penn Yan, NY 14527; Rental Property Owner/Management, Owner/Sole Proprietor; 8/6/2012; 1hrs; 0hrs; owner/manager 2) H F & P Corporation; 1 Keuka Business Park, Penn Yan, NY 14527; Rental Property Owner/Management, President; 8/6/2013; 2hrs; 0hrs; Limited Real Estate/Investment management 3) David T. Hansen, CPA; 1 Keuka Business Park, Penn Yan, NY 14527; Tax Preparation/Accounting, Owner/Sole Proprietor; 7/1/1977; 80hrs; 80hrs; Prepare Tax Returns

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1987-12-02
  • S63 Uniform Securities Agent State Law Examination
    1987-12-02

View on SEC IAPD

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