William Gerard Bergin

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2025-01-06
FL	RA	APPROVED	2023-05-22
TX	RA	APPROVED	2011-03-04

NY RA
APPROVED

Since 2025-01-06
FL RA
APPROVED

Since 2023-05-22
TX RA
APPROVED

Since 2011-03-04

Branch Locations

The Villages, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Cortland	NY	03/2011	Present

03/2011 → Present

Lpl Financial Llc

Cortland, NY

Previous Registrations

2001-04-04 → 2011-03-09

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Binghamton, NY

Binghamton, NY

Other Businesses

(1) 03/04/2011 - DBA ONLY - SCHNEIDER FINANCIAL LLC - CORTLAND, NY (2) 2/7/2017 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 01/13/2017 - 2 Hours Per Month/0 Hours During.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1997-02-27
S63	Uniform Securities Agent State Law Examination	1988-01-06

S65 Uniform Investment Adviser Law Examination

1997-02-27
S63 Uniform Securities Agent State Law Examination

1988-01-06

Other Names

William G Bergin

View on SEC IAPD