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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2008-09-03
  • FL RA
    APPROVED
    Since 2008-09-03

Branch Locations

Cpwm, 201 S. Biscayne Blvd 5Th Fl/Ste 530 & 6Th Fl/Ste 600, Miami, FL 33131 • United States

Miami, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. Miami FL 05/2007 Present
Other Businesses

Rental Property - Miami, FL; Investment-related; Affiliation started 05/01/1987; Title: Owner; Duties: Landlord; No time is devoted to the rental each month during securities trading hours; 1 hour is devoted to the rental each month outside of securities trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-08-25
  • S66 Uniform Combined State Law Examination
    2008-08-25
Other Names
  • Herbert Cruz

View on SEC IAPD

Other Firms

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